Search for: "Frank's International, LLC" Results 1 - 20 of 456
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15 Sep 2015, 8:43 am by John Fullerton III
Neo@Ogilvy LLC that an employee who reports an alleged securities violation only to his or her employer, and not to the SEC, is nevertheless covered by the anti-relation protections afforded by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). [read post]
15 Sep 2015, 8:43 am by John F. Fullerton III and Jason Kaufman
Neo@Ogilvy LLC that an employee who reports an alleged securities violation only to his or her employer, and not to the SEC, is nevertheless covered by the anti-retaliation protections afforded by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). [read post]
17 Dec 2013, 9:00 am by Jason M. Knott
GE Energy (LLC) that a fired employee can’t bring a Dodd-Frank retaliation claim unless he reported corporate misconduct to the SEC prior to his firing. [read post]
6 Aug 2015, 7:35 am by John Fullerton III
  Rather, internal whistleblowing that is protected under the Sarbanes-Oxley Act is protected activity sufficient to state a claim under Dodd-Frank, according to the SEC. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
The securities attorneys at Gana Weinstein LLP are currently investigating former International Assets Advisory, LLC (International Assets) broker Frank Cuenca. [read post]
28 Jun 2017, 5:42 am by Kevin LaCroix
Neo@Oglivy LLC, the Second Circuit found the statutory provisions to be ambiguous, and applied so-called “Chevron deference” to the SEC’s interpretation of the statute, to conclude that the anti-retaliation provisions protected whistleblowers whether they had made their report to the SEC or had made it internally. [read post]
10 Mar 2017, 9:40 am by Joy Waltemath
Neo@Ogilvy LLC that the statute is sufficiently ambiguous to warrant deference to the SEC’s rulemaking, which protects internal reporting. [read post]
9 Dec 2016, 8:57 am by Daniel Sullivan
Plaintiff filed a Jones Act claim against several defendants, including barge drilling contractor, Baywater Drilling, LLC (“Baywater”) and oil services company Frank’s International, LLC (“Frank’s”). [read post]